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Investment Banking

Compliance

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The Compliance department is dedicated to protecting the reputation of the firm and managing risk across all business areas. Compliance oversees the Company’s regulatory requirements and keeps updated on a continued basis on all laws, regulations, guidelines and other industry related policies in effect for our business locally and globally.

The Compliance department oversees our services, transactions and systems to prevent any violation of regulatory requirements, communicate with our regulatory authorities in addition to providing advice and support on legal and compliance related issues internally and externally as a service to our clients.